PROSPECTUS DRAFTING · FILING REVIEW · verification — SEC · HKEX · ASX
See your filing the way the regulator sees it.
A $300M company receives the same regulatory scrutiny as a $30B one without a 30-person legal team to respond.
Whether you're listed from Shanghai, Tel Aviv, or São Paulo, Finiti Legal closes that gap.
AUTO-POPULATE MD&A AND RISK FACTORS WITH PROVENANCE.
RECONCILE EVERY NUMBER, X-REF, AND NARRATIVE ACROSS DOCUMENTS.
VERIFY
FLAG REG S&K, CD&I, COMMENTS LETTER RISKS. HKEX LISTING RULES, 3RD SCH, AND ASX REQUIREMENTS.
COMPLY
COMPARE
BUILT FOR
WHY FINITI
The disclosure gap is a resource gap
We are your IR, paralegal, general counsel, all at once. Finiti does the first pass so your team focuses on what actually needs your judgment.
THE PROBLEM
With 0–2 sell-side analysts covering most small-caps and FPIs, the 10-K and 10-K wrap is your primary investor communication vehicle. Narrative clarity directly affects valuation — and every quarter at a discount compounds.
The SEC reviews every company at least once every 3 years
Finiti gives you the same preparation a $30B company has before that review — without the $30B's legal budget.
Non-GAAP is the #1 SEC comment trigger
A comment letter forces a public restatement of metrics. Pre-filing review catches these issues before they become investor relations crises.
Accelerated filer thresholds are automatic
The $75M / $700M public float thresholds trigger SOX 404(b) — a compliance burden that typically requires 12–18 months of preparation. Starting late is not recoverable.
SOLUTIONS
Built for your market cap bracket
Disclosure risk isn't uniform. Your compliance exposure, filer status, and regulator scrutiny level shift as you grow — Finiti scales with you.
$50M – $300M
Micro-Cap
With 0–2 analysts, your 10-K is your primary investor communication. Valuation gaps are often disclosure gaps. SRC status expiration can trigger sudden requirement changes.
$300M – $2B
Small-Cap
Approaching accelerated filer thresholds? SOX 404(b) implementation typically requires 12–18 months of lead time. Proxy season now draws full ISS and Glass Lewis scrutiny.
$2B – $10B
Mid-Cap
SEC review cycles are due every 3 years — most mid-caps don't track when theirs is imminent. Non-GAAP scrutiny and ASC 280 segment reporting are top comment triggers.
Large-cap / Dual-listed
Enterprise & FPI
Dual-listed on SEC and HKEX, ASX, or LSE? Conflicting jurisdictional requirements create simultaneous live violation risk in two markets. 20-F support, multi-entity, and API access.
Fast and accurate process
Your next filing deadline is already scheduled
The SEC doesn't grade on a curve. A $300M company receives the same comment letter scrutiny as a $30B one — without a 30-person legal team to respond. Finiti closes that gap.