FOR SECURITIES PRACTICE GROUPS
Stop writing off form-check hours. Start leveraging your associates.
Finiti is the AI-native SEC, HKEX, and LSE form check, peer benchmarking, and disclosure review tool your capital markets team runs before the partner reviews the draft.
2X
faster on recurring 10-K and 10-Q form checks
80%
lower cost on routine compliance review work
600+
hours/yr in associate write-offs typically recovered
TRUSTED BYcounsel at AmLaw 50 firms and NYSE / HKEX–listed issuers
THE ECONOMICS OF FORM CHECK
Annual and quarterly compliance review absorbs hundreds of associate hours per partner per year — a meaningful share of which gets written off the bill because the work is recurring, the client expects efficiency, and competing firms have started quoting flat fees on the same matters.
Write-offs are eating matter realization
Securities practice groups routinely write off 15–25% of associate time on recurring filings. The work is real, the value is real, but the client will not pay for it. Finiti collapses the input cost.
Junior associates burn out on mechanical work
Mid-level associates who spend their first two years checking exhibit indexes and updating risk factors do not become better lawyers. They become slower at leaving. Finiti makes the mechanical layer disappear.
Regulatory change requires constant relearning
New C&DIs, the 2026 Reg S-K overhaul, HFIAA, ISS/Glass Lewis policy resets — the cost of keeping every associate current is real. Finiti updates against the live regulatory environment automatically.
Competing firms are quoting AI-leveraged
fixed fees
Practice groups that have not modernised the form-check layer are losing recurring matters to firms that have. The cost of standing still is not zero.
THE ECONOMICS OF FORM CHECK
Finiti collapses the mechanical layer so partner and senior associate hours go to judgment work.
Finiti handles
My junior used to spend two days on a Reg S-K form check. Finiti returns it in twelve minutes with cites. We were able to turn a profit on relationship maintaining work.
— Capital markets partner, AmLaw 50 firm
HOW IT WORKS
How Finiti fits into the matter workflow
Finiti is run by your associate, before the partner sees the draft.
USE CASES BY PRACTICE AREA
Where securities practice groups deploy Finiti
SEC coverage is live. HKEX (Listing Rules Chapters 3, 13–14, biannual reporting, listing documents) and LSE (RNS announcements, DTR-aligned annual and interim reports) coverage is rolling out through 2026 — partner firms get early access on dual-listed matters today.
ENTERPRISE SECURITY
Built to clear law firm IT procurement.
Finiti is designed for the security baseline AmLaw IT teams require. Full controls, data handling, and subprocessor disclosures are documented in our Trust Center.
2026 FILING ENVIRONMENT
The most significant disclosure overhaul in a generation
Upload a draft 10-K, 10-Q, 8-K, 20-F, or proxy. Finiti returns a structured flag report with each issue mapped to the underlying Reg S-K, Reg S-X, or C&DI provision.
HFIAA
Section 16 now applies to every FPI director and officer
The fifty-year exemption ended 18 March 2026. Every director and officer of a foreign private issuer listed on a U.S. exchange now has individual EDGAR filing obligations.
HKEX LISTING RULES
Connected transactions, climate, and biannual reporting all in flux
HKEX is enforcing climate-related disclosure under the new Part D requirements, has tightened the Chapter 14 / 14A connected transaction thresholds and aggregation rules, and is reviewing continuing obligations under Chapter 13. For practice groups handling dual-primary or secondary HKEX-listed clients, the divergence between HKEX and SEC disclosure standards is now a recurring source of inconsistency.
LSE / FCA
UK Listing Rules reform and DTR convergence
The FCA's overhaul of the UK Listing Rules (UKLR) consolidated the premium and standard segments, simplified continuing obligations, and shifted significant transactions toward shareholder notification rather than approval. The Disclosure Guidance and Transparency Rules continue to govern annual and interim financial reports filed via RNS. For US-LSE dual-listed issuers, the timing and content rules now diverge from SEC requirements in ways most templates have not captured.
Why a practice group will trust the output
Finiti is built by people who have been on the partner-review side of a 10-K draft at 11pm on a Sunday. The product reflects how a securities practice group actually operates — citations on every flag, rule version stamped on every output, and no model training on client data without an explicit opt-in.
Founding team — securities & capital markets
AMLAW 50 · HKEX / KRX IN-HOUSE · TRIPLE-QUALIFIED
Finiti is led by a triple-qualified securities and capital markets attorney. Prior practice at Morgan Lewis (AmLaw 50) on equity and debt issuance, M&A, and fund formation; in-house experience at a HKEX/KRX-listed public company as Chief Compliance Officer. Advised on over $20B of capital deployed across ten jurisdictions and led financings exceeding $200M.
Engineering & Research
STANFORD AI LAB · UK AI SAFETY INSTITUTE · DEEPMIND ALUMNI
The team building the model and rule engine includes researchers and engineers from:
Stanford Artificial Intelligence Laboratory
UK AI Safety Institute
DeepMind
Patent-pending architecture for legal rule mapping and citation-grounded retrieval over the live SEC corpus.
ENTERPRISE SECURITY
Built to clear law firm IT procurement.
Finiti is designed for the security baseline AmLaw IT teams require. Full controls, data handling, and subprocessor disclosures are documented in our Trust Center.
SOC 2 Type II
Audited via Delve. Report available under MNDA.
SSO & RBAC
SAML / OIDC with Okta, Azure AD, and Google Workspace. Role-based access control and MFA enforcement.
FAQ
Questions practice group leaders ask
Answers to what partners and IT procurement raise before piloting Finiti inside a securities practice.
How is Finiti different from Intelligize, Workiva, or Practical Law?
Clario is designed for SaaS tools, dashboards, fintech platforms, or any digital product that needs a modern, conversion-focused landing page. It’s fully customizable to fit a wide range of web-based services.
Will my associates lose learning opportunities if Finiti handles the form check?
What is the pricing model? Is it per seat?
How does Finiti handle attorney-client privilege and conflicts?
What is the implementation timeline and integration footprint?
Does Finiti track regulatory changes automatically?
Which filings and forms are covered today?
Does Finiti cover non-US exchanges? Can it run a draft against HKEX and SEC rules at once?
GET STARTED
Talk to us about your practice group
If your capital markets, securities, or public company advisory team is filing 10-Ks, 20-Fs, or proxies this cycle — we want to understand how the work flows today and run a 60-day pilot against a defined matter window.